FINRA initiated an investigation into Ianace based on allegations of failing to disclose outside business activities.
The Sonn Law Group is investigating allegations that Peter Ianace engaged in undisclosed outside business activities. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.
Peter Ianace (CRD#: 3238078) was registered as a broker with Wells Fargo from 2019 until 2020. Previously, Ianace was employed by Merrill Lynch from 2011 until 2019. In September 2020, Ianace was barred by FINRA based on allegations that he failed to cooperate with FINRA in connection with its investigation into his potential failure to disclose outside business activities to his member firm.
Ianace has three customer disputes on his BrokerCheck report, one of which was denied.
August 2020 Customer Dispute
- Status: Pending
- Allegations: Claimants allege that their Financial Advisors made unsuitable recommendations and neglected to reduce the over-concentrated and over-leveraged nature of their accounts.
October 2003 Customer Dispute
- Status: Settled
- Allegations: Alleges negligence/gross negligence/breach of industry standards; breach of contract, breach of fiduciary duty and other claims.
- Damage Amount Requested: $247,692.00
- Settlement Amount: $60,000.00
Contact Us Today
The Sonn Law Group is currently investigating allegations that Peter Ianace engaged in undisclosed outside business activities. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.