Perry De Leeuw, Formerly of PFS Investments, Barred by FINRA Following Failure to Comply with Arbitration Settlement Agreement

Additionally, De Leeuw failed to respond to FINRA’s request to provide information concerning the status of compliance.

perry-de-leeuw-failure-to-comply-with-arbitration-settlementPerry De Leeuw (CRD#: 4792703) was registered as a broker with PFS investments from 2004 until 2016. De Leeuw was not registered with any other firms during his career as a financial advisor.

De Leeuw has ten disclosures on his BrokerCheck report. 

May 2021 Customer Dispute

September 2019 Regulatory Judgment

May 2017 Customer Dispute

May 2017 Customer Dispute

November 2016 Customer Dispute

June 2016 Customer Dispute

June 2016 Regulatory Judgment

April 2016 Employment Separation After Allegations

April 2016 Customer Dispute

Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Perry De Leeuw. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.