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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Pawan Kumar Passi, Formerly of Morgan Stanley, Facing Customer Dispute Alleging Misrepresentation

INVESTORS: Former Morgan Stanley broker Pawan Kumar Passi was named in a customer dispute alleging misrepresentation.

Pawan Kumar Passi (CRD: 5527731) was registered as a broker with Morgan Stanley from 2010 until 2022. 

Passi has three disclosures on his BrokerCheck report. 

November 2022 Employment Separation After Allegations

Firm Name: Morgan Stanley & Co. LLC

Termination Type: Discharged

Allegations: Allegations regarding the representative’s communications about impending block trades and client activity.

April 2022 Customer Dispute

Status: Pending

Allegations: Claimants allege, inter alia, misrepresentation with respect to block trading 2021

August 2021 Investigation

Initiated By: US Attorney’s Office for the Southern District of New York

Allegations: The investigation concerns various activities relating to certain block trade transactions, including representative’s communications about the same.

The Sonn Law Group is currently investigating allegations surrounding Pawan Kumar Passi. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.

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