Mr. Foley allegedly accepted loans from clients
If you’ve lost money investing with Patrick Neal Foley or Merrill Lynch, you may have a claim. Contact Sonn Law today by filling out our form to submit a confidential message, or call us anytime at 866–827–3202 to schedule a free consultation.
Merrill Lynch Broker Patrick Neal Foley (CRD#6682164) has been barred from FINRA after just one year as a broker.
Foley was registered with Merrill Lynch in Ontario California from 2016–2018.
During his time with Merrill Lynch, he had three disclosures.
In June 2019, Foley failed to appear at a FINRA hearing in connection with an investigation into allegations that he accepted loans from an elderly member firm customer.
He was also charged for accepting loans from a client In January of 2018.
Foley filed for bankruptcy in 2011.
Jeffrey R. Sonn is a securities fraud lawyer with more than three decades of successful experience representing investors nationwide. If you suffered illegitimate investment losses with Patrick Foley, Mr. Sonn can help. Contactour law firm today for a free case evaluation.