Nedjeen Baptiste, Formerly of JP Morgan, Barred by FINRA Following Refusal to Produce Information

Baptiste was being investigated based on alleged participation in unapproved outside business activity. 

nedjeen-baptiste-barred-by-finraNedjeen Baptiste (CRD#: 6308317) was registered as a broker with JP Morgan from 2015 until 2020. JP Morgan is the only firm Baptiste was employed by during her career. 

Baptiste has one disclosure on her BrokerCheck report. 

March 2021 Regulatory Judgment


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