Michaelangelo Dooley, Broker with NewEdge Securities, Named in Customer Dispute Alleging Unsuitable Investment Recommendations

INVESTORS: NewEdge Securities broker Michaelangelo Dooley was named in a customer dispute following allegations of unsuitable recommendations and lack of diversification.

Michaelangelo Dooley (CRD: 5859446) is registered as a broker with NewEdge Securities, where he’s been employed since 2022. Dooley was previously registered as a broker with UBS Financial from 2015 until 2022.

Dooley has one disclosure on his BrokerCheck report. 

September 2022 Customer Dispute

Status: Pending

Allegations: Customer alleges unsuitable investment allocations to international growth and emerging markets stocks, lack of diversification in managed account structured note portfolio and misrepresentations regarding tax exempt municipal bond yields.

Damage Amount Requested: $26,000.00


The Sonn Law Group is currently investigating allegations surrounding Michaelangelo Dooley. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.