Maureen Scalzo refused to participate in FINRA’s investigation into possible alteration or falsification of customer forms she submitted.
The Sonn Law Group is investigating allegations that Maureen Scalzo committed misconduct. Under FINRA Rules, brokerage firms are liable for their brokers’ misconduct or negligence and investors may be able to their investment through FINRA arbitration. Contact Sonn Law Group today or call us at 866–827–3202 for a free consultation.
Maureen Scalzo (CRD#:1349675) consented to being barred by FINRA by failing to appear for testimony in connection with a FINRA investigation that she altered or falsified customer forms and submitted them to her member firm.
From April 12, 2011 until July 3, 2018, Scalzo was a registered broker for Benjamin F. Edwards & Company, Inc. She was previously terminated from Wells Fargo Advisors, LLC in December 2009 following allegations of violating firm policies and procedures by altering information on client documents.
Scalzo was also a registered broker for Harris Associates Securities L.P. from March 20, 1985 until March 20, 1993.
Jeffrey R. Sonn is an experienced investor losses attorney. If you suffered losses because a financial professional committed misconduct, Mr. Sonn will protect your rights and interests. Please do not hesitate to contact the Sonn Law Group today for a free review of your claim.