Mark Allen Upchurch, Formerly of Centaurus Financial, Named in Customer Dispute Alleging Unsuitable Investment Recommendations

The client is seeking $500k in damages for Upchurch’s alleged misconduct.

mark-allen-alleging-unsuitable-investment-recommendationsMark Allen Upchurch (CRD#: 2937074) was registered as a broker with Centaurus Financial from 2012 until 2020. Previously, Upchurch was registered as a broker with Brookstone Securities, who has since been expelled by FINRA.

Upchurch has six disclosures on his BrokerCheck report.

January 2021 Customer Dispute


April 2018 Customer Dispute


October 2006 Regulatory Judgment


March 2006 Customer Dispute


October 2004 Customer Dispute


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The Sonn Law Group is currently investigating allegations surrounding Mark Allen Upchurch. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.