Marc Augustus Reda, Broker with Spartan Capital Securities, Named in FINRA Complaint Alleging Churning in Customer Accounts

marc-augustus-reda-alleging-churning-in-customer-accountsThe complaint also alleges that Reda made unauthorized trades in customers’ accounts.

Marc Augustus Reda (CRD#: 2757330) is registered as a broker with Spartan Capital Securities, where he has been employed since 2016. Previously, Reda was registered as a broker with First Standard Financial Company in 2016.

Reda has 19 disclosures on his BrokerCheck report. Two customer disputes filed against Reda were withdrawn.

June 2021 Regulatory Judgment


January 2020 Customer Dispute


December 2018 Customer Dispute


December 2017 Financial Judgment


July 2017 Customer Dispute


June 2017 Regulatory Judgment


June 2016 Customer Dispute


April 2016 Customer Dispute


March 2016 Customer Dispute


March 2016 Customer Dispute


January 2016 Employment Separation After Allegations


January 2016 Customer Dispute


November 2011 Judgment / Lien


March 2004 Customer Dispute


October 2011 Employment Separation After Allegations


January 2000 Customer Dispute


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The Sonn Law Group is currently investigating allegations surrounding Marc Augustus Reda. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.

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