INVESTORS: Allstate Financial Services broker Kennister Ulesley Daley was named in a customer dispute alleging he made unsuitable investment recommendations, among other misconduct.
Kennister Ulesley Daley (CRD#: 1774653) is registered as a broker with Allstate Financial Services, where he’s been employed since 2016. Daley was previously registered as a broker with Dawson James Securities from 2014 until 2016.
Daley has two disclosures on his BrokerCheck report. One customer dispute filed against him was denied.
February 2022 Customer Dispute
Allegations: SOC Alleges unsuitability, fraud in offer or sale of securities, misrepresentations and omissions of material facts, breach of contract, common law fraud, breach of fiduciary duty and negligence as it relates to the purchase of a non-traded REIT.
Damage Amount Requested: $100,001.00
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