Joseph Roop, Formerly of Kalos Capital, Named in Customer Dispute Seeking $450,000

Roop allegedly recommended unsuitable investments in alternative securities.

The Sonn Law Group is investigating allegations that Joseph Roop recommended unsuitable investments. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

Joseph Roop, Formerly of Kalos CapitalJoseph Roop (CRD#: 2774470) was employed by Kalos Capital from 2009 until 2019. He is currently employed by Dempsey Lord Smith, LLC. 

Roop has seven disclosures listed on his BrokerCheck report.

July 2019 Customer Dispute


October 2018 Customer Dispute


January 2014 Customer Dispute


August 2010 Customer Dispute


October 2009 Customer Dispute


February 2009 Customer Dispute


December 2008 Customer Dispute


Contact Us Today

The Sonn Law Group is currently investigating allegations that Joseph Roop made unsuitable investment recommendations. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.