Joseph Michael Giordano, Broker with Aegis Capital Corp., Suspended by FINRA Following Allegations of Failure to Supervise

Giordano was accused of ignoring red flags that brokers were making excessive, unsuitable trades.

joseph-michael-giordano-allegations-of-failure-to-superviseJoseph Michael Giordano (CRD: 4737649) is registered as a broker with Aegis Capital Corp., where he has been employed since 2010. Giordano is also currently registered as a broker with Acceptus Capital Corp., where he has been employed since 2016. Previously, Giordano was registered as a broker with Gunnallen Financial from 2003 until 2010.

Giordano has two disclosures on his BrokerCheck report. 

November 2021 Regulatory Judgment


October 2007 Regulatory Judgment


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The Sonn Law Group is currently investigating allegations surrounding Joseph Michael Giordano. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.