Joseph Kelly, Broker with Spartan Capital Securities, Facing 3 Customer Disputes Alleging Unsuitable Investment Recommendations

The disputes are seeking over $1.5M in damages, collectively 

The Sonn Law Group is investigating allegations that Joseph Kelly recommended unsuitable investments. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

joseph-kelly-3-customer-disputesJoseph Kelly (CRD#: 4560737) is currently registered as a broker with Spartan Capital Securities in New York, New York, where he has been employed since 2017. Kelly has been registered with 10 other investment firms over the course of his career, which began in 2003. Kelly was registered as a broker with John Thomas Financial and Prestige Financial Center, both of which have since been expelled by FINRA.

Kelly has four disclosures on his BrokerCheck report.

July 2020 Customer Dispute


January 2020 Customer Dispute


September 2018 Customer Dispute


April 2016 Customer Dispute


Contact Us Today

The Sonn Law Group is currently investigating allegations that Joseph Kelly recommended unsuitable investments. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.