Joseph Hershey Pratt, Barred by FINRA in 2019, Named in Customer Dispute Seeking $232K in Damages

Pratt is accused of negligence, breach of fiduciary duty, and other law violations.

The Sonn Law Group is investigating allegations that Joseph Hershey Pratt committed misconduct. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

joseph-hershey-pratt-customer-disputeJoseph Hershey Pratt (CRD#: 719416) was registered as a broker with Stifel, Nicolaus & Company from 2014 until 2019. Previously, Pratt was registered as a broker with Wells Fargo from 2008 until 2014.

Pratt has six disclosures on his BrokerCheck report.

June 2020 Customer Dispute


September 2019 Regulatory Judgment


September 2019 Employment Separation After Allegations


November 2017 Customer Dispute


November 2014 Employment Separation After Allegations


July 2009 Customer Dispute


Contact Us Today

The Sonn Law Group is currently investigating allegations that Joseph Pratt committed misconduct. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.