John Todd Davis, Broker with Edward Jones, Named in Customer Dispute Alleging Failure to Follow Instructions

INVESTORS: Edward Jones broker John Todd Davis was named in a customer dispute alleging failure to follow instructions.

John Todd Davis (CRD#: 2312724) is registered as a broker and investment adviser with Edward Jones, where he has been employed since 1993. Davis does not have any other securities experience.

Davis has two disclosures on his BrokerCheck report. One customer dispute filed against Davis was denied.

October 2021 Customer Dispute

Status: Pending

Allegations: Client alleges financial advisor failed to follow her instructions to liquidate her account. Client further alleges financial advisor misrepresented potential tax implications of liquidating the account.

Damage Amount Requested: $300,000.00

Broker Comment: After completion of the Firm’s investigation into client’s initial complaint allegations, claim was denied on or about 07/27/20. Claimant filed arbitration on 10/21/21.


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