John Santariello, Formerly of Arive Capital Markets, Named in Customer Dispute Alleging Churning

John Santariello is the subject of a customer dispute seeking over $300,000 in damages.

The Sonn Law Group is investigating allegations that John Santariello committed misconduct in the form of churning, excessive trading, and unsuitability. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

John Joseph Santariello (CRD#: 5746158) was previously registered as a broker for Arive Capital Markets from July 2016 until October 2018. In August 2019, Santariello was named in a customer complaint alleging churning, excessive trading, and unsuitability. The complainant is seeking $307,042. This matter is still pending.

Santariello was the subject of a customer dispute in November 2014 that was settled for $30,000. The complainant, in that case, alleged unsuitable excessive trading of high-risk speculative stocks by Santariello.

Santariello was registered with five other firms before Arive Capital Markets.

• Cape Securities, Inc. (August 2015 – June 2016)
• Joseph Gunnar & Co. (July 2015)
• Wilmington Capital Securities (March 2014 – May 2015)
• National Securities Corporation (August 2013 – February 2014)
• K.C. Ward Financial (March 2010 – May 2013)

Contact Us Today

The Sonn Law Group is currently investigating allegations of misconduct. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.