John H. Geary, Formerly of LPL Financial, Suspended by FINRA Following Allegations He Exercised Discretion Without Written Authorization

Geary was also accused of failing to amend his Form U4 to disclose three tax liens.

The Sonn Law Group is investigating allegations that John Geary exercised discretion without written authorization. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

john-h-geary-suspended-following-allegationsJohn Geary (CRD#: 853462) was registered as a broker with LPL Financial from September 2007 until April 2019, when he was discharged following allegations that he exercised discretion in a non-discretionary account.

Geary has two other disclosures on his BrokerCheck report.

October 2020 Regulatory Judgment


July 2000 Customer Dispute


Contact Us Today

The Sonn Law Group is currently investigating allegations that John Geary exercised discretion without written authorization. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.