INVESTORS: Ameriprise Financial Services broker John August Van Wambeke was named in a customer dispute alleging he failed to update the beneficiaries on an account.
John August Van Wambeke (CRD: 729864) is registered as a broker and investment adviser with Ameriprise Financial Services, where he’s been employed since 1981. Previously, Van Wambeke was registered as a broker with IDS Life Insurance Company from 1981 until 2006.
Van Wambeke has two disclosures on his BrokerCheck report. One customer dispute against Van Wambeke was denied.
November 2021 Customer Dispute
Allegations: Claimant alleges that Respondents failed to timely or appropriately update the beneficiaries on her ex-husband’s accounts in 2013.
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