Jesus Rodriguez, Formerly of Morgan Stanley, Barred by FINRA Following Refusal to Provide Information

Rodriguez is facing six pending customer disputes.

jesus-rodriguez-refusal-to-provide-informationJesus Rodriguez (CRD: 5534184) was registered as a broker with Morgan Stanley from 2009 until 2021. Previously, Rodriguez was registered as a broker with Citigroup Global Markets from 2008 until 2009.

Rodriguez has eight disclosures on his BrokerCheck report. 

November 2021 Regulatory Judgment


September 2021 Customer Dispute


September 2021 Customer Dispute


August 2021 Customer Dispute


August 2021 Customer Dispute


August 2021 Customer Dispute


August 2021 Employment Separation After Allegations


July 2021 Customer Dispute


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The Sonn Law Group is currently investigating allegations surrounding Jesus Rodriguez. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.

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