Jason Nelson of LPL Financial Barred from FINRA

History of Misrepresenting Customer Information

If you’ve lost money investing with Jason Nelson or LPL Financial, you may have a claim. Contact Sonn Law today by filling out our form to submit a confidential message, or call us anytime at 866–827–3202 to schedule a free consultation.

Jason Reed Nelson, (CRD#: 4824535) has been barred from FINRA.

Nelson had 13 years of experience with two firms, including Edward Jones (2004–2013) and LPL FINANCIAL LLC (2013–2018).

According to FINRA documents, Nelson by default consented to sanction and entry of all findings for failing to provide required FINRA testimony.

His former employer LPL Financial had previously filed a U5 indicating Nelson had repeatedly misrepresented customer information in annuity purchases and terminated his employment in January 2018.

Jeffrey R. Sonn is a top-rated investment fraud lawyer with extensive experience handling unauthorized trading claims and other broker fraud cases. If you sustained major losses investing with Jason Nelson, Mr. Sonn is ready to help. Contact us today to schedule a free initial consultation.