Jamie John Worden, Formerly of Worden Capital Management, Barred by FINRA Following Refusal to Produce Information

Worden is also facing ten pending customer disputes.

jamie-john-worden-refusal-to-produce-informationJamie John Worden (CRD#: 4637404) was registered as a broker with Worden Capital Management from 2009 until 2021. Previously, Worden was registered as a broker with Salomon Whitney from 2008 until 2009.

Worden has 16 disclosures on his BrokerCheck report. 

October 2021 Regulatory Judgment


August 2021 Customer Dispute


August 2021 Customer Dispute


August 2021 Customer Dispute


August 2021 Customer Dispute


July 2021 Customer Dispute


July 2021 Customer Dispute


April 2021 Customer Dispute


April 2021 Customer Dispute


January 2021 Customer Dispute


January 2021 Customer Dispute


December 2020 Regulatory Judgment


March 2020 Customer Dispute


August 2019 Customer Dispute


February 2019 Customer Dispute


February 2019 Customer Dispute


Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Jamie John Worden. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.