James Wightman Wilcox, Broker with First Republic Securities, Named in Customer Disputes Alleging Unsuitable Investment Allegations

The customer disputes are seeking $1.9M in damages, collectively.

James Wightman Wilcox (CRD#: 4261884) is registered as a broker and investment adviser with First Republic Securities, where he has been employed since 2018. Previously, Wilcox was registered as a broker with Goldman Sachs from 2000 until 2018.

Wilcox has two disclosures on his BrokerCheck report.

November 2020 Customer Dispute

• Status: Pending
• Allegations: For the period July 2019 to September 2020, Client alleges, inter alia, the registered representative recommended an unsuitable investment strategy.
• Damage Amount Requested: $1,100,000.00
• Broker Comment: The Firm denies the allegations of misconduct by the registered representative.

July 2020 Customer Dispute

• Status: Pending
• Allegations: For the period February 2018 to March 2020, Client alleges, inter alia, the registered representative recommended an unsuitable investment strategy.
• Damage Amount Requested: $800,000.00
• Broker Comment: The Firm denies the allegations of misconduct by the registered representative.

Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding James Wightman Wilcox. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.