James Kenneth Couture, Formerly of LPL Financial, Barred by FINRA Following Refusal to Produce Information

FINRA was attempting to investigate the allegations leading to Couture’s termination.

james-kenneth-couture-barred-by-finraJames Kenneth Couture (CRD#: 4406284) was registered as a broker with LPL Financial from 2009 until 2020. Previously, Couture was registered as a broker with Lincoln Financial Securities Corp. from 2006 until 2009. 

Couture has three disclosures on his BrokerCheck report.

October 2020 Regulatory Judgment

October 2020 Customer Dispute

June 2020 Employment Separation After Allegations

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The Sonn Law Group is currently investigating allegations surrounding James Kenneth Couture. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.