D’Meo was facing a FINRA investigation into his personal financial disclosures.
The Sonn Law Group is investigating allegations that James D’Meo committed misconduct. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.
James D’Meo (CRD#: 1444759) was barred by FINRA after he failed to provide documents and information in response to a FINRA investigation into his financial disclosures. In May 2019, he was suspended by FINRA after failing to respond to a request for information.
Earlier in his career, D’Meo was registered with Kenneth Jerome & Co. in Florham Park, New Jersey. In December 2018, D’Meo was terminated based on allegations that his undisclosed personal financial problems were inconsistent with Kenneth Jerome’s mission and standards. D’Meo allegedly failed to disclose reportable personal financial events that were eventually discovered by FINRA.
There are fourteen judgment/lien and financial-related disclosures on D’Meo’s BrokerCheck profile, dating from 2007 until 2018. They include allegations of failing to pay child support as well as bankruptcy cases.
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The Sonn Law Group is currently investigating allegations that brokers recommended unsuitable investments. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.