Former Securities Professional Valerie Ness Was Barred By FINRA
At the Sonn Law Group, we are interested in speaking to investors who suffered major losses working with Valerie Ness. If you are a former customer of Ms. Ness, please contact our legal team today at (866) 827–3202 for a free, no obligation consultation.
Valerie Lynn Ness (CRD #4885721) is a former registered securities professional. The Financial Industry Regulatory Authority (FINRA) reports that she was most recently based in Stoughton, Wisconsin.
Barred Securities Professional: Valerie Ness
On March 11th, 2019, Valerie Ness was barred from the securities industry after violating FINRA Rule 9552(h). Under securities industry regulations, all registered representatives and associated persons are required to keep their information current and to provide information to regulators when it is requested. According to FINRA, Ms. Ness failed to respond to multiple requests from the agency. As a result, she has been indefinitely barred from working with any securities industry member firm, in any capacity.
Jeffrey R. Sonn is a top-rated securities arbitration attorney. If you suffered losses working with Valerie Ness or any other securities broker, please do not hesitate to contact the Sonn Law Group for a free, obligation review of your claim.