UBS Broker Suspended by FINRA for Failing to Provide Information
The Sonn Law Group is actively investigating claims involving former UBS broker and investment advisor Patricia Duchan. If you sustained losses working with Ms. Duchan, we are interested in hearing the details of your case. Contact us today at (866) 827–3202 for a free initial consultation.
Patricia Duchan (CRD#: 1126038) is a previously registered broker and investment advisor suspended by FINRA in March 2019 for failing to provide requested information.
She has six years of experience and worked for one firm, UBS Financial Services Inc.in Boca Raton, Florida, from 2012–2018.
Duchan was fired in 2018 from UBS for lying about the details of a disbursement request in violation of the firm’s disbursement policy.
Jeffrey R. Sonn is an experienced FINRA arbitration lawyer. If you or your loved one sustained significant investment losses working with Patricia Duchan or any other representative, he can help. To schedule a free, no obligation review of your case, contact the Sonn Law Group today.
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