INVESTORS: Cetera Investment Services broker Howard Hao-Chung Hsieh was named in a customer dispute alleging unsuitable recommendations and breach of fiduciary duty.
Howard Hao-Chung Hsieh (CRD: 4947882) is registered as a broker with Cetera Investment Services, where he’s been employed since 2013. Previously, Hsieh was registered as a broker with BancWest Investment Services from 2011 until 2013.
Hsieh has seven disclosures on his BrokerCheck report. One customer dispute filed against Hsieh was denied.
June 2022 Customer Dispute
Allegations: Claimant alleges they were invested in unsuitable and over concentrated in alternative investments. Claimant further alleges breach of fiduciary duty, negligence, and failure to supervise
Damage Amount Requested: $120,000.00
October 2021 Customer Dispute
Allegations: Claimant alleges that their registered representative made unsuitable investment recommendations.
Damage Amount Requested: $750,000.00
September 2021 Customer Dispute
Allegations: Claimants allege unsuitable investments.
Settlement Amount: $450,000.00
August 2021 Customer Dispute
Allegations: Client is unhappy with the performance of her REITs
Settlement Amount: $25,000.00
July 2021 Customer Dispute
Allegations: Client alleges the timeframe for the REIT investments purchased were misrepresented.
Damage Amount Requested: $5,000.00
July 2019 Customer Dispute
Allegations: Clients allege breach of contract and warranties, promissory estoppel, violation of state securities statutes, violation of consumer protection statutes, and claims under common law.
Damage Amount Requested: $500,000.00
Settlement Amount: $290,000.00
The Sonn Law Group is currently investigating allegations surrounding Howard Hao-Chung Hsieh. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.