George Marshall Warner, Formerly of Chelsea Financial Services, Barred by FINRA For Failing to Produce Information

Warner is also facing a pending customer dispute alleging he engaged in selling away.

george-marshall-barred-by-finraGeorge Marshall Warner (CRD#: 2300570) was registered as a broker with Chelsea Financial Services from 2017 until 2019. Previously, Warner was registered as a broker with Dominion Investor Services and IFS Securities.

Warner has six disclosures on his BrokerCheck report. 

March 2021 Regulatory Judgment


June 2020 Customer Dispute


April 2017 Regulatory Judgment


November 2014 Employment Separation After Allegations


June 2013 Employment Separation After Allegations


August 2009 Customer Dispute


Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding George Marshall Warner. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.