Gary Ginsberg, Formerly of Royal Alliance Associates, Facing Customer Dispute Involving Alternative Investment Losses

The client alleged that the due diligence review performed on an alternative investment was unreasonable.

The Sonn Law Group is investigating allegations that Gary Ginsberg committed misconduct. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

gary-ginsberg-facing-customer-disputeGary Ginsberg (CRD#: 1175258) is currently registered as a broker and investment adviser with Ameriprise Financial Services in West Orange, NJ, where he has been employed since June 2020. Previously, Ginsberg was registered as a broker and investment adviser with Royal Alliance Associates from 1992 until June 2020. 

Ginsberg has five disclosures on his BrokerCheck report.

September 2020 Customer Dispute


August 2020 Customer Dispute


January 2012 Customer Dispute


December 2010 Regulatory Judgment


Contact Us Today

The Sonn Law Group is currently investigating allegations that Gary Ginsberg committed misconduct. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.