The Sonn Law Group is currently investigating James F. Anderson for alleged unauthorized trades. If you suffered losses working with Mr. Anderson, we want to discuss your case. To learn more about your legal rights, contact us today at 866–827–3202 for free legal guidance.
Company Alleges Anderson Engaged in Selling Away
FINRA has barred James F. Anderson (CRD#: 4803514), a former registered representative with Ameritas Investment Corp., for failing to take part in an inquiry looking into charges that he engaged in selling away.
Anderson was discharged from Ameritas in February 2019 after an internal investigation revealed that he had engaged in sales of indexed annuities and promissory notes away from the firm.
Ameritas filed for damages against Anderson in April 2019 in the amount of $400,000.
At the time of his discharge, Mr. Anderson had spent his entire career from 2004- 2019 at Ameritas Investment Corp. of Lincoln, Nebraska.
Jeffrey R. Sonn is a FINRA arbitration attorney with extensive experience handling unauthorized trading claims. Please contact our legal team today for a free initial consultation.