INVESTORS: MSEC, LLC broker Faith Read Xenos was named in a customer dispute alleging that she over concentrated customers’ accounts in a complex alternative mutual fund that was unsuitable.
Faith Read Xenos (CRD#:1320067) is registered as a broker and investment adviser with MSEC, LLC, where she has been employed since 2019. Previously, Xenos was registered as a broker with Singer Xenos Securities from 2001 until 2019.
Xenos has one disclosure on her BrokerCheck report.
October 2021 Customer Dispute
Allegations: Customer alleges that RR, in capacity as financial advisor with affiliated investment adviser, over concentrated customers’ accounts beginning in July 2020 in a complex alternative mutual fund that was not suitable.
Damage Amount Requested: $346,000.00
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