Efrain Trujillo, Formerly of Western International Securities, Barred by FINRA Following Allegations of Failure to Supervise

FINRA alleged that Trujillo acted unreasonably in the face of information indicating violative trading practices.

efrain-trujillo-failure-to-superviseEfrain Trujillo (CRD#: 3106482) is registered as a broker and investment adviser with Western International Securities, where he has been employed since 2017. Previously, Trujillo was registered as a broker with Financial West Group, who has since been expelled by FINRA.

Trujillo has two disclosures on his BrokerCheck report.

November 2020 Regulatory Judgment

May 2016 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Efrain Trujillo. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.