INVESTORS: Aaron Capital broker David Sanford Wolfe was named in a customer dispute alleging that he mishandled an account.
David Sanford Wolfe (CRD#:1019315) is registered as a broker with Aaron Capital, where he has been employed since 2002. Wolfe was previously registered as a broker with J. Alexander Securities from 2001 until 2002.
Wolfe has four disclosures on his BrokerCheck report. Three disclosures refer to personal judgments / liens against Wolfe.
October 2021 Customer Dispute
Status: Award / Judgment
Allegations: Alleged I mishandled the account and a loan was given to an affiliate company.
Damage Amount Requested: $255,000.00
Damages Granted: $178,814.00
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