David John Volpe, Formerly of LPL Financial, Named in Customer Dispute Alleging Conversion of Client Funds

INVESTORS: Former LPL Financial broker David John Volpe is facing a pending customer dispute alleging that he converted a client’s funds.

david-john-volpe-conversion-of-fundsDavid John Volpe (CRD: 2543478) was registered as a broker with LPL Financial, Inc. from 2017 until 2018. Previously, Volpe was registered as a broker with National Planning Corporation from 2009 until 2017.

Volpe has five disclosures on his BrokerCheck report. One customer dispute filed against Volpe related to criminal charges from 1994.

August 2020 Customer Dispute


August 2019 Regulatory Judgment


April 2019 Employment Separation After Allegations


December 2019 Employment Separation After Allegations


Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding David John Volpe. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.