David John Melilli, Formerly of Sagepoint Financial, Barred by FINRA Following Allegations of Unauthorized Trades

Melilli is also accused of recommending unsuitable investments and forging customer signatures on account documents.

david-john-melilli-allegations-of-unauthorized-tradesDavid John Melilli (CRD: 5254172) was registered as a broker with Cambridge Investment Research from September 2019 until February 2020. Previously, Melilli was registered as a broker with LPL Financial in July 2018. Prior to LPL Financial, Melilli was registered as a broker with Sagepoint Financial from January 2010 until August 2019.

Melilli has six disclosures on his BrokerCheck report.

November 2021 Regulatory Judgment

September 2020 Customer Dispute

September 2020 Customer Dispute

February 2020 Customer Dispute

January 2020 Employment Separation After Allegations

May 2019 Financial Event

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The Sonn Law Group is currently investigating allegations surrounding David Jon Melilli. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.