Daniel Levine, Formerly of Morgan Stanley, Barred by FINRA After Failing to Provide Requested Information

Levine was also barred by the SEC from associating with any broker-dealer or investment adviser in Colorado.

daniel-levine-barred-by-finraDaniel Levine (CRD#: 2874319) was registered as a broker with First Financial Equity in Greenwood Village, CO, from July 2018 until August 2018. Previously, Levine was registered as a broker with Morgan Stanley in Greenwood Village, CO, from June 2013 until August 2018.

Levine has seven disclosures on his BrokerCheck report. One customer dispute was closed with no action taken.

September 2019 Regulatory Judgment


September 2019 Customer Dispute


March 2019 Regulatory Judgment


January 2019 Regulatory Judgment


August 2018 Employment Separation After Allegations


August 2018 Employment Separation After Allegations


Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Daniel Levine. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.