Cynthia Cowden, Formerly of NPB Financial Group, Barred by FINRA Following Allegations of Recommending Unsuitable Investments

Cowden is also facing two pending customer disputes.

cynthia-cowden-unsuitable-investmentsCynthia Cowden (CRD#: 2054676) was registered as a broker with NPB Financial Group from 2013 until 2020. Previously, Cowden was registered as a broker with Tricor Financial from 2012 until 2013.

Cowden has six disclosures on her BrokerCheck report. 

January 2021 Customer Dispute

November 2020 Customer Dispute

October 2020 Regulatory Judgment

January 2020 Customer Dispute

September 2006 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Cynthia Cowden. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.