Chichester was alleged to have breached fiduciary duty, made unsuitable recommendations, and made material misrepresentations and omissions.
The Sonn Law Group is investigating allegations that Clement Chichester committed misconduct. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.
Clement Chichester (CRD#: 1255275) was most recently registered as a broker with Western International Securities in Westlake Village, CA from February 2012 until October 2017. In October 2017, Chichester was discharged from Western International after being barred by FINRA for failing to respond to their investigation request.
FINRA was investigating Chichester in connection with his alleged receipt of funds from a customer of his member firm. Chichester refused to provide the requested documents and information after initially providing partial responses to a previous FINRA request. Therefore, FINRA barred him from the financial industry indefinitely.
In March 2018, Chichester was the subject of a customer dispute. The claimant alleged breach of fiduciary duty, unsuitable investment recommendations and strategy, and material misrepresentations and omissions. The matter was settled for $100,000.
Contact Us Today
The Sonn Law Group is currently investigating allegations that Clement Chichester committed misconduct. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.