Christopher Lawrence Phillips, Broker with RBC Capital, Facing Pending Customer Dispute Seeking Over $350K in Damages

The customer accused Phillips of failure to diversify an account and unsuitable investments.

christopher-lawrence-phillips-customer-disputeChristopher Lawrence Phillips (CRD#: 4761544) is registered as a broker and investment adviser with RBC Capital Markets in Stamford, CT, where he has been employed since 2018. Previously, Phillips was registered with Merrill Lynch from 2004 until 2018.

Phillips has one disclosure on his BrokerCheck report.

October 2020 Customer Dispute


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The Sonn Law Group is currently investigating allegations surrounding Christopher Lawrence Phillips. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.