Christopher Fernan, Formerly of Salomon Whitney Financial, Barred by FINRA Over Failure to Provide Testimony

FINRA claimed to be investigating Fernan after reviewing a customer complaint filed against him.

The Sonn Law Group is investigating allegations that Christopher Fernan committed misconduct. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

christopher-fernan-failure-to-provide-testimonyChristopher Fernan (CRD#: 5896584) was previously registered as a broker with Salomon Whitney Financial from 2015 until 2017 and with Rockwell Global Capital from 2014 until 2015.

On October 19, 2020, Fernan was barred from associating with any FINRA member firm after he refused to appear for on-the-record testimony requested by FINRA as part of an investigation. FINRA indicated that the matter originated from their review of a customer dispute filed against Fernan. 

Fernan has twelve other disclosures on his BrokerCheck report.


December 2019 Customer Dispute


November 2018 Customer Dispute


June 2018 Customer Dispute


March 2018 Customer Dispute


May 2017 Regulatory Judgment


April 2017 Customer Dispute


February 2017 Employment Separation After Allegations


May 2015 Customer Dispute


February 2015 Customer Dispute


January 2010 Judgment / Lien


September 2008 Judgment / Lien


August 1982 Criminal Disposition


Contact Us Today

The Sonn Law Group is currently investigating allegations that Christopher Fernan committed misconduct. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.