Christopher Bennett, Formerly of Hilliard Lyons, Barred by FINRA After Failing to Provide Documents

Bennett has been the subject of fifteen customer disputes throughout his career.

The Sonn Law Group is investigating allegations that Christopher Bennett committed misconduct. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

christopher-bennett-barred-by-finraChristopher Bennett (CRD#: 2510231) was recently barred by FINRA after failing to provide information and documents requested by FINRA in connection with its investigation in response to an amended Form U5 filed by his former member firm that identified a customer complaint alleging that he had conducted trading in her account without her permission.

The findings stated that FINRA’s investigation of Bennett expanded to include additional claims by other customers alleging similar misconduct, as well as allegations of unsuitable recommendations.

Bennett has fifteen other disclosures on his BrokerCheck report.


July 2020 Customer Dispute


July 2019 Customer Dispute


May 2019 Customer Dispute


February 2019 Customer Dispute


February 2019 Regulatory Judgment


January 2019 Customer Dispute


December 2018 Customer Dispute


November 2018 Customer Dispute


November 2018 Customer Dispute


June 2018 Customer Dispute


April 2018 Customer Dispute


January 2018 Customer Dispute


August 2017 Customer Dispute


July 2017 Customer Dispute


July 2017 Customer Dispute


December 2016 Customer Dispute


October 2016 Customer Dispute


Contact Us Today

The Sonn Law Group is currently investigating allegations that Christopher Bennett committed misconduct. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.