Christ Elias Baltas, Formerly of Worden Capital Management, Named in Customer Dispute Alleging Unauthorized Trading and Unsuitable Recommendations

Baltas was barred by FINRA in 2020 for refusing to appear for testimony.

christ-elias-baltas-unauthorized-trading-and-unsuitable-recommendationsChrist Elias Baltas (CRD#: 2570499) was previously registered as a broker with Worden Capital Management from 2015 until 2020. Previously, Baltas was registered as a broker with Wilmington Capital Securities from 2011 until 2015.

Baltas has five disclosures on his BrokerCheck report. 

July 2021 Customer Dispute


April 2021 Customer Dispute


September 2020 Regulatory Judgment


July 2017 Judgment / Lien


May 2013 Judgment / Lien


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