Candido Jose Viyella, Formerly of Morgan Stanley, Barred by FINRA Following Refusal to Appear for Testimony

Viyella was being investigated by FINRA regarding participation in undisclosed private securities transactions.

candido-jose-viyella-refusal-to-appear-for-testimonyCandido Jose Viyella (CRD: 1829255) was registered as a broker with Morgan Stanley from 2009 until 2020. In November 2020, Viyella was discharged from Morgan Stanley following allegations that he participated in an outside investment involving clients for which Viyella had a “beneficial ownership interest.”

Viyella has six other disclosures on his BrokerCheck report.

May 2021 Regulatory Judgment

October 2020 Customer Dispute

October 2020 Customer Dispute

March 2020 Customer Dispute

October 2019 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Candido Jose Viyella. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.