FINRA requested information and documents from Benson in connection with an investigation into a customer complaint.
The Sonn Law Group is investigating allegations that Bryan Benson committed misconduct. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.
Bryan Benson (CRD#: 807506) was recently barred by FINRA after refusing to provide information and documents in connection with its investigation into an investment-related customer complaint.
Without admitting or denying the findings, Benson signed a letter of acceptance, waiver and consent on April 16, 2020, agreeing to FINRA’s sanction.
Benson was first registered with FINRA in 1975. He was registered as a general securities representative with Wells Fargo from September 2007 until January 2020. On January 3, 2020, Wells Fargo filed a Form U5 stating that Benson voluntarily terminated his registration on December 27, 2019.
Benson has one other disclosure on his BrokerCheck report.
April 2017 Customer Dispute
- Status: Settled
- Allegations: “Clients alleged unsuitable investments. (6/30/2016)”
- Damage Amount Requested: $1,289,028.11
- Settlement Amount: $415,000.00
Contact Us Today
The Sonn Law Group is currently investigating allegations that Bryan Benson committed misconduct. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.