Brian Wurdemann, Broker with RBC Capital Markets, Named in Customer Dispute Seeking $1M in Damages

The customer alleged that Wurdemann misrepresented the nature of three mutual fund investments.

brian-wurdemann-1m-customer-disputeBrian Wurdemann (CRD#: 4206425) is registered as a broker and investment adviser with RBC Capital Markets, where he has been employed since 2017. Previously, Wurdemann was registered as a broker and investment adviser with UBS Financial Services from 2011 until 2017.

Wurdemann has seven disclosures on his BrokerCheck report. One customer dispute filed against Wurdemann was denied.

October 2020 Customer Dispute


August 2020 Customer Dispute


October 2018 Customer Dispute


December 2013 Customer Dispute


December 2011 Customer Dispute


December 2004 Customer Dispute


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The Sonn Law Group is currently investigating allegations surrounding Brian Wurdemann. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.