Brian Rando, Formerly of Next Financial Group, Barred by FINRA After Refusing to Provide Information

Rando was being investigated by FINRA for possible engagement in an undisclosed outside business activity.

Brian Rando of Next Financial Group Barred by FinraBrian Rando (CRD#: 2558458) was registered as a broker with Union Capital Company in Tucson, AZ from March 2020 until May 2020. Previously, Rando was registered as a broker with Next Financial Group in North Woodmere, NY, from May 2008 until December 2019. 

Rando has nine disclosures on his BrokerCheck report. Three customer disputes filed against Rando were denied.

January 2019 Regulatory Judgment

September 2019 Customer Dispute

December 2019 Employment Separation After Allegations

April 2008 Customer Dispute

February 2008 Employment Separation After Allegations

October 2005 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Brian Rando. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.