Brett Arthur Hartvigson, Broker with Independent Financial Group, Named in Multiple Customer Disputes Alleging Overconcentration

The customer is seeking $580k in damages for Hartvigson’s alleged misconduct.

brett-arthur-hartvigson-alleging-overconcentrationBrett Arthur Hartvigson (CRD#: 2263087) is registered as a broker and investment adviser with Independent Financial Group, where he has been employed since 2009. Previously, Hartvigson was registered as a broker and investment adviser with LPL Financial from 2006 until 2009.

Hartvigson has seven disclosures on his BrokerCheck report. 

September 2020 Customer Dispute

February 2017 Financial Judgment

March 2016 Financial Judgment

March 2009 Employment Separation After Allegations

February 2007 Customer Dispute

July 2004 Customer Dispute

July 2002 Customer Dispute

Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Brett Arthur Hartvigson. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.