INVESTORS: Former Oppenheimer & Co. broker Allan G. Snider was named in a customer dispute alleging recommendation of unsuitable investments.
Allan G. Snider (CRD#:429580) was registered as a broker with Oppenheimer & Co. from 2011 until 2020. Previously, Snider was registered as a broker with UBS Financial from 2004 until 2011.
Snider has two disclosures on his BrokerCheck report. One customer dispute was closed with no action taken.
January 2022 Customer Dispute
Allegations: Claimant alleged unsuitable investments, breach of fiduciary duty, failure to supervise, breach of contract, misrepresentations, over-concentration, excessive trading and unauthorized trading. Not specified, but account open 2011-2021.
Damage Amount Requested: $400,000.00
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