Adam Belardino, Formerly of MML Investors, Suspended by FINRA Following Failure to Appear for Testimony

FINRA was investigating Belardino based on allegations of misrepresentation.

adam-belardino-failure-to-appear-for-testimonyAdam Belardino (CRD: 5221927) was registered as a broker with MML Investors Services from 2017 until 2019 when he was discharged following allegations contained in a customer complaint. Previously, Belardino was registered with MSI Financial Services from 2007 until 2017.

Belardino has eight other disclosures on his BrokerCheck report. One customer dispute filed against Belardino was denied.

May 2021 Regulatory Judgment

March 2021 Customer Dispute

December 2020 Regulatory Judgment

April 2020 Customer Dispute

May 2019 Customer Dispute

April 2019 Customer Dispute

March 2019 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Adam Belardino. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.